UNLU SECURITIES UK LIMITED

• Principal Place of Business

  London Executive Offices

  53 Davies Street

  London

  Westminster

  W1K 5JH

  UNITED KINGDOM

  Phone

  +4402046136874

  Web

  https://www.unluco.uk

• Complaints Contact

  London Executive Offices

  53 Davies Street

  London

  Westminster

  W1K 5JH

  UNITED KINGDOM

  Phone

  +447479016671

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• CAN ATALAY

  IRN CXA01420

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • [FCA CF] Client dealing (since 6 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 6 Feb 2025)
• Can Unalan

  IRN CXU01059

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (14 Feb 2019 to 8 Dec 2019)
  • CF30 Customer (14 Feb 2019 to 8 Dec 2019)
• Cansu Okten

  IRN CXO00256

  • Director of firm who is not a certification employee or a SMF manager (since 16 Jul 2025)
• Huseyin Husnu Okvuran

  IRN HXO00088

  • Director of firm who is not a certification employee or a SMF manager (since 16 Jul 2025)
• James Anthony Benton

  IRN JXB18799

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2024)
  • [FCA CF] Client dealing (since 16 Oct 2024)
• Rifat Bilgitay Saybasili

  IRN RBS01080

  • [FCA CF] Client dealing (since 7 Jan 2025)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (25 Aug 2021 to 26 Sep 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Aug 2021 to 26 Sep 2024)
  • CF3 Chief Executive (14 Feb 2019 to 8 Dec 2019)
  • CF1 Director (14 Feb 2019 to 8 Dec 2019)
  • CF30 Customer (14 Feb 2019 to 8 Dec 2019)
• Robert Quinn

  IRN RXQ01028

  • SMF3 Executive Director (9 Dec 2019 to 9 Sep 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Sep 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Sep 2021)
  • CF1 Director (14 Feb 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Feb 2019 to 8 Dec 2019)
  • CF10a CASS Oversight function (14 Feb 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (14 Feb 2019 to 8 Dec 2019)
• Sefika Simru Sonar

  IRN SXS05300

  • SMF3 Executive Director (since 13 Aug 2024)
• Subrata Duari

  IRN SXD77099

  • SMF16 Compliance Oversight (since 30 Oct 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Oct 2024)
  • SMF3 Executive Director (since 7 Aug 2024)
• Ugur Melih Akcin

  IRN UXA00053

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • 13. Giving personal recommendations on and dealing with derivatives
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2026)
  • [FCA CF] Client dealing (since 25 Mar 2025)

No changes recorded yet.