Robert Quinn

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPRICORN FUND MANAGERS LIMITED (no longer approved here)

    FRN 505252

    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jan 2020)
    • CF10 Compliance Oversight (28 Mar 2019 to 8 Dec 2019)
  • SCIO Capital LLP (no longer approved here)

    FRN 514518

    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Aug 2021)
    • CF10 Compliance Oversight (30 Sep 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 Sep 2015 to 8 Dec 2019)
  • Robert Quinn Advisory LLP (no longer approved here)

    FRN 548030

    • SMF27 Partner (9 Dec 2019 to 8 Dec 2025)
    • CF10 Compliance Oversight (2 Dec 2014 to 4 Feb 2019)
    • CF30 Customer (2 Dec 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Dec 2014 to 4 Feb 2019)
    • CF4 Partner (7 Sep 2011 to 8 Dec 2019)
  • UNLU SECURITIES UK LIMITED (no longer approved here)

    FRN 817231

    • SMF3 Executive Director (9 Dec 2019 to 9 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Sep 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Sep 2021)
    • CF10 Compliance Oversight (14 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Feb 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (14 Feb 2019 to 8 Dec 2019)
    • CF1 Director (14 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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