SCIO Capital LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
4 Cavendish SquareLondonW1G 0PGUNITED KINGDOM- Phone
- +4402030512780
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. Diamond Head Invest GMBH
IRN XXD01044
- CF4 Partner (9 Jun 2010 to 10 Feb 2016)
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. Eucalyptus Capital Limited
IRN XXE01078
- CF4 Partner (20 Feb 2012 to 29 Dec 2016)
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. LPA Beratungsgesellschaft-Holding mbH &
IRN XXL01078
- CF4 Partner (16 Jun 2011 to 22 Jul 2013)
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. PKS Beteiligungsgesellschaft mbh
IRN XXP01155
- CF4 Partner (17 Feb 2012 to 10 Feb 2016)
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. SCIO Capital UK Ltd
IRN XXS01141
- CF4 Partner (9 Jun 2010 to 29 Dec 2016)
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. SYFE Capital Limited
IRN XXS01187
- CF4 Partner (20 Feb 2012 to 10 Feb 2016)
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Anand Jagavkar
IRN AXJ01422
- CF30 Customer (14 Mar 2016 to 22 Dec 2017)
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Barry Lucassen
IRN BXL01368
- [FCA CF] Client dealing (since 31 Mar 2021)
- CF30 Customer (7 Aug 2015 to 22 Dec 2017)
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Eli Luzac
IRN EXL01256
- CF30 Customer (15 Oct 2012 to 12 Mar 2014)
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Eric Raymond Eastlund
IRN ERE01002
- SMF16 Compliance Oversight (since 25 Aug 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Aug 2021)
- [FCA CF] Client dealing (since 31 Mar 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (6 Feb 2012 to 8 Dec 2019)
- CF30 Customer (27 Dec 2010 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.