SCIO Capital LLP

• Principal Place of Business

  4 Cavendish Square

  London

  W1G 0PG

  UNITED KINGDOM

  Phone

  +4402030512780

  Web

  https://www.scio-capital.com

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Eriko Aron

  IRN EXA01068

  • [FCA CF] Client dealing (since 31 Mar 2021)
  • CF30 Customer (7 Aug 2015 to 8 Dec 2019)
• Gregory Branch

  IRN GXB01287

  • [FCA CF] Client dealing (since 31 Mar 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (8 Jun 2010 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Jun 2010 to 6 Jun 2011)
  • CF10 Compliance Oversight (8 Jun 2010 to 6 Jun 2011)
  • CF4 Partner (8 Jun 2010 to 8 Dec 2019)
• Hanns Michael Carl Heidecker

  IRN HMH01044

  • CF4 Partner (8 Jun 2010 to 9 Dec 2019)
  • CF30 Customer (8 Jun 2010 to 8 Dec 2019)
• Jason Raymond Harris

  IRN JRH01282

  • [FCA CF] Client dealing (since 31 Mar 2021)
  • [FCA CF] Material risk taker (since 31 Mar 2021)
  • CF30 Customer (7 Apr 2014 to 8 Dec 2019)
• Jason William Budd

  IRN JWB01129

  • CF30 Customer (8 Jun 2010 to 19 Aug 2010)
• Joern Czech

  IRN JXC02385

  • CF30 Customer (2 Oct 2012 to 31 May 2018)
  • CF4 Partner (2 Oct 2012 to 31 May 2018)
• Kannepalli Venkat Prabhakar

  IRN KVP01006

  • CF30 Customer (31 Oct 2019 to 8 Dec 2019)
• Kevin Michael Flaherty

  IRN KMF01013

  • CF30 Customer (5 Jun 2014 to 21 Aug 2017)
• Nicole Petra Floss

  IRN NPF01028

  • CF30 Customer (10 Jun 2017 to 8 Dec 2019)
• Oliver Wriedt

  IRN OXW00023

  • [FCA CF] Client dealing (22 Oct 2020 to 25 Mar 2022)

No changes recorded yet.