SCIO Capital LLP

• Principal Place of Business

  4 Cavendish Square

  London

  W1G 0PG

  UNITED KINGDOM

  Phone

  +4402030512780

  Web

  https://www.scio-capital.com

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Pedram Parhizkari

  IRN PXP00442

  • [FCA CF] Client dealing (29 Oct 2025 to 16 Mar 2026)
• Peter Klaus Schuh

  IRN PXS02024

  • CF4 Partner (24 Nov 2010 to 9 Dec 2019)
  • CF30 Customer (8 Jun 2010 to 8 Dec 2019)
• Robert Quinn

  IRN RXQ01028

  • SMF16 Compliance Oversight (9 Dec 2019 to 25 Aug 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Aug 2021)
  • CF11 Money Laundering Reporting (30 Sep 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (30 Sep 2015 to 8 Dec 2019)
• Roland Probst

  IRN RXP01692

  • CF30 Customer (8 Jun 2010 to 22 Jul 2013)
• Saul Greenberg

  IRN SXG01253

  • CF10 Compliance Oversight (10 May 2011 to 7 Sep 2015)
  • CF11 Money Laundering Reporting (10 May 2011 to 7 Sep 2015)
  • CF4 Partner (8 Jun 2010 to 15 Oct 2015)
  • CF30 Customer (8 Jun 2010 to 7 Sep 2015)
• Sebastian Stoecker

  IRN SXS02086

  • CF30 Customer (29 Apr 2016 to 30 Jun 2017)
• Timothy Greene Riggins

  IRN TGR01034

  • [FCA CF] Client dealing (31 Mar 2021 to 30 Jun 2025)
  • CF30 Customer (31 Mar 2014 to 8 Dec 2019)
• Vera Merinova

  IRN VXM00214

  • [FCA CF] Client dealing (since 19 Dec 2024)

No changes recorded yet.