Catherine Helen Daley

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICE DATA DESKTOP SOLUTIONS LIMITED (no longer approved here)

    FRN 476849

    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Dec 2021 to 12 Nov 2025)
    • SMF16 Compliance Oversight (20 Dec 2021 to 12 Nov 2025)
  • Maxis Investments Ltd (no longer approved here)

    FRN 441316

    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Nov 2020)
    • CF10 Compliance Oversight (21 Aug 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Aug 2018 to 8 Dec 2019)
  • LUNARO FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 184333

    • CF11 Money Laundering Reporting (15 Jan 2010 to 25 Jan 2010)
    • CF10 Compliance Oversight (15 Jan 2010 to 25 Jan 2010)
  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • CF1 Director (22 Oct 2007 to 5 Jun 2009)
    • CF10 Compliance Oversight (2 Nov 2006 to 5 Jun 2009)
    • CF11 Money Laundering Reporting (2 Nov 2006 to 5 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.