Paul Mildon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finalto Financial Services Limited (no longer approved here)

    FRN 481853

    • [FCA CF] Material risk taker (1 Jan 2023 to 13 Jun 2024)
    • [FCA CF] Manager of certification employee (25 Jul 2022 to 13 Jun 2024)
    • [FCA CF] CASS oversight function (5 Oct 2021 to 21 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 13 Jun 2024)
    • CF10a CASS Oversight function (20 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2017 to 9 Oct 2018)
    • CF1 Director (1 Aug 2017 to 8 Dec 2019)
  • Finalto Trading Limited (no longer approved here)

    FRN 607305

    • [FCA CF] Material risk taker (1 Jan 2023 to 13 Jun 2024)
    • [FCA CF] Manager of certification employee (5 Jul 2021 to 13 Jun 2024)
    • [FCA CF] CASS oversight function (16 Mar 2021 to 21 Jan 2022)
    • SMF3 Executive Director (22 Jun 2020 to 13 Jun 2024)

Recent activity

Updates to this individual's record on the FCA register.

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