Paul John Clapham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited

    FRN 184918

    • [FCA CF] CASS oversight function (since 25 Jul 2024)
  • Finalto Financial Services Limited (no longer approved here)

    FRN 481853

    • [FCA CF] Material risk taker (1 Jan 2023 to 22 Mar 2024)
    • [FCA CF] CASS oversight function (20 Jan 2022 to 22 Mar 2024)
    • [FCA CF] Significant management (30 Sep 2021 to 22 Mar 2024)
  • Finalto Trading Limited (no longer approved here)

    FRN 607305

    • [FCA CF] Material risk taker (1 Jan 2023 to 22 Mar 2024)
    • [FCA CF] CASS oversight function (20 Jan 2022 to 22 Mar 2024)
    • [FCA CF] Significant management (30 Sep 2021 to 22 Mar 2024)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF10a CASS Oversight function (10 Sep 2013 to 24 Feb 2017)

Recent activity

Updates to this individual's record on the FCA register.

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