Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • iSAM Securities (UK) Limited (no longer approved here)

    FRN 629586

    • [FCA CF] Client dealing (9 Nov 2020 to 29 Oct 2024)
    • CF30 Customer (13 May 2019 to 8 Dec 2019)
  • Finalto Financial Services Limited (no longer approved here)

    FRN 481853

    • CF30 Customer (28 Feb 2017 to 12 Feb 2019)
  • CMC Markets UK plc (no longer approved here)

    FRN 173730

    • CF30 Customer (1 Nov 2007 to 20 Jun 2011)
    • CF26 Customer Trading (17 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.