iSAM Securities (UK) Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +442072589940

  Web

  https://www.isam.com

• Complaints Contact

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +442072589940

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Adam Damian Walczak

  IRN ADW01082

  • CF30 Customer (13 Dec 2016 to 31 Mar 2017)
• Alexander Charles Lowe

  IRN ACL01043

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (13 Nov 2014 to 8 Dec 2019)
  • CF1 Director (13 Nov 2014 to 18 Feb 2015)
• Andrea Savigni

  IRN AXS04858

  • CF30 Customer (10 Aug 2018 to 8 Dec 2019)
• Andrew James Biggs

  IRN AJB01742

  • CF30 Customer (26 Jan 2015 to 6 Feb 2018)
• Andrey Nudko

  IRN AXN00383

  • [FCA CF] Client dealing (since 7 Jul 2025)
  • [FCA CF] Algorithmic trading (16 Jul 2024 to 17 Jul 2024)
• Balraj Sroya

  IRN BXS00204

  • [FCA CF] Client dealing (since 9 Nov 2020)
• Barry Flanigan

  IRN BXF01191

  • [FCA CF] Manager of certification employee (8 Jul 2024 to 2 Sep 2024)
  • [FCA CF] Client dealing (9 Nov 2020 to 2 Sep 2024)
  • CF30 Customer (13 Nov 2014 to 8 Dec 2019)
• Christopher Twort

  IRN JCT01065

  • [FCA CF] Material risk taker (since 7 Jul 2025)
  • [FCA CF] Significant management (since 7 Jul 2025)
  • [FCA CF] Client dealing (since 18 Oct 2024)
  • [FCA CF] Manager of certification employee (since 18 Oct 2024)
  • CF30 Customer (5 Apr 2016 to 8 Dec 2019)
• Claudia Lucas

  IRN CXL00187

  • [FCA CF] Client dealing (9 Nov 2020 to 6 Aug 2021)
• Hannah Robson

  IRN HXR01242

  • [FCA CF] Client dealing (8 Jul 2024 to 26 Feb 2025)

No changes recorded yet.