Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
iSAM Securities (UK) Limited
FRN 629586
- [FCA CF] Significant management (since 7 Jul 2025)
- [FCA CF] Material risk taker (since 7 Jul 2025)
- [FCA CF] Client dealing (since 18 Oct 2024)
- [FCA CF] Manager of certification employee (since 18 Oct 2024)
- CF30 Customer (5 Apr 2016 to 8 Dec 2019)
-
- [FCA CF] Significant management (6 Nov 2020 to 17 Oct 2024)
- [FCA CF] Algorithmic trading (6 Nov 2020 to 3 Jul 2025)
- [FCA CF] Client dealing (6 Nov 2020 to 3 Jul 2025)
- [FCA CF] Manager of certification employee (6 Nov 2020 to 17 Oct 2024)
- [FCA CF] Material risk taker (6 Nov 2020 to 17 Oct 2024)
- CF30 Customer (8 May 2018 to 8 Dec 2019)
-
- CF30 Customer (22 Oct 2010 to 8 Oct 2014)
-
- CF30 Customer (1 Nov 2007 to 30 Jun 2010)
- CF26 Customer Trading (12 Apr 2005 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 30 Jun 2010)
- CF26 Customer Trading (12 Apr 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.