Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 7 Jul 2025)
    • [FCA CF] Material risk taker (since 7 Jul 2025)
    • [FCA CF] Client dealing (since 18 Oct 2024)
    • [FCA CF] Manager of certification employee (since 18 Oct 2024)
    • CF30 Customer (5 Apr 2016 to 8 Dec 2019)
  • iSAM Funds (UK) Limited (no longer approved here)

    FRN 779166

    • [FCA CF] Significant management (6 Nov 2020 to 17 Oct 2024)
    • [FCA CF] Algorithmic trading (6 Nov 2020 to 3 Jul 2025)
    • [FCA CF] Client dealing (6 Nov 2020 to 3 Jul 2025)
    • [FCA CF] Manager of certification employee (6 Nov 2020 to 17 Oct 2024)
    • [FCA CF] Material risk taker (6 Nov 2020 to 17 Oct 2024)
    • CF30 Customer (8 May 2018 to 8 Dec 2019)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF30 Customer (22 Oct 2010 to 8 Oct 2014)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
    • CF26 Customer Trading (12 Apr 2005 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
    • CF26 Customer Trading (12 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.