Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • iSAM Securities (UK) Limited (no longer approved here)

    FRN 629586

    • [FCA CF] Manager of certification employee (8 Jul 2024 to 2 Sep 2024)
    • [FCA CF] Client dealing (9 Nov 2020 to 2 Sep 2024)
    • CF30 Customer (13 Nov 2014 to 8 Dec 2019)
  • iSAM Funds (UK) Limited (no longer approved here)

    FRN 779166

    • [FCA CF] Client dealing (12 Jun 2024 to 2 Sep 2024)

Recent activity

Updates to this individual's record on the FCA register.

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