Laurence Booth

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CMC Markets UK plc

    FRN 173730

    • SMF3 Executive Director (since 21 May 2025)
    • SMF18 Other Overall Responsibility (1 Dec 2022 to 21 May 2025)
    • [FCA CF] Client dealing (1 Apr 2022 to 30 Nov 2022)
    • [FCA CF] Significant management (1 Apr 2022 to 30 Nov 2022)
  • CMC Markets Investments Limited

    FRN 948126

    • SMF3 Executive Director (since 21 May 2025)
    • [FCA CF] Manager of certification employee (1 Jul 2023 to 21 May 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (7 Sep 2016 to 12 Apr 2021)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 12 Apr 2021)
    • CF30 Customer (16 May 2008 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (7 Sep 2016 to 12 Apr 2021)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 12 Apr 2021)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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