Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CMC Markets Investments Limited
FRN 948126
- [FCA CF] Client dealing (since 6 Apr 2022)
- [FCA CF] Significant management (since 6 Apr 2022)
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CMC Markets UK plc
FRN 173730
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (22 Sep 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 22 Jul 2011)
- CF26 Customer Trading (31 Aug 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 22 Jul 2011)
- CF26 Customer Trading (31 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.