Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CMC Markets UK plc (no longer approved here)

    FRN 173730

    • SMF3 Executive Director (30 Nov 2023 to 25 Feb 2025)
    • SMF2 Chief Finance (30 Nov 2023 to 25 Feb 2025)
    • CF10a CASS Oversight function (29 Mar 2013 to 8 Nov 2019)
  • CMC Markets Investments Limited (no longer approved here)

    FRN 948126

    • SMF1 Chief Executive (26 Aug 2022 to 25 Feb 2025)
    • SMF3 Executive Director (26 Aug 2022 to 25 Feb 2025)
    • [FCA CF] Significant management (6 Apr 2022 to 25 Aug 2022)
    • [FCA CF] Material risk taker (6 Apr 2022 to 25 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.