Barker Poland Asset Management LLP

• Principal Place of Business

  Walker Crips Group plc

  Evermore

  128 Queen Victoria Street

  London

  City Of London

  EC4V 4BJ

  UNITED KINGDOM

  Phone

  +442031008308

  Web

  https://www.barkerpoland.co.uk

• Complaints Contact

  Walker Crips Group plc

  Evermore

  128 Queen Victoria Street

  London

  City Of London

  EC4V 4BJ

  UNITED KINGDOM

  Phone

  +442031008454

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• . Barker Poland Financial Management Limit

  IRN XXB01076

  • CF4 Partner (24 Nov 2009 to 6 Mar 2015)
• . W.C.W.B. Nominees Limited

  IRN XXW01103

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (6 Oct 2015 to 8 Dec 2019)
• . Walker Crips Group plc

  IRN XXW01100

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (18 Jun 2015 to 8 Dec 2019)
• . Walker Crips Trustees Limited

  IRN XXW01099

  • CF4 Partner (18 Jun 2015 to 13 Jul 2015)
• Anthony James Smith

  IRN AXS01720

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Feb 2026)
• Christian Dougal

  IRN CXD01507

  • SMF16 Compliance Oversight (since 8 Jan 2025)
• David John Hall

  IRN DJH00138

  • CF11 Money Laundering Reporting (31 Mar 2015 to 9 Jun 2016)
  • CF10 Compliance Oversight (31 Mar 2015 to 9 Jun 2016)
• Edward John Naylor

  IRN EJN01017

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (2 Sep 2014 to 6 Mar 2015)
  • CF30 Customer (1 Jul 2012 to 8 Dec 2019)
• Geoffrey Michael Wright

  IRN GMW00004

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (24 Nov 2009 to 8 Dec 2019)
  • CF3 Chief Executive (24 Nov 2009 to 8 Dec 2019)
  • Responsible for Insurance Mediation (24 Nov 2009 to 30 Sep 2018)
  • CF4 Partner (24 Nov 2009 to 6 Mar 2015)
• Guy Jonathan Barton Jackson

  IRN GJJ01008

  • CF11 Money Laundering Reporting (20 May 2016 to 13 Jul 2018)
  • CF10 Compliance Oversight (20 May 2016 to 3 Jul 2018)

No changes recorded yet.