Christian Dougal

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Walker Crips Investment Management Limited
FRN 226344
- SMF16 Compliance Oversight (since 8 Jan 2025)
- SMF3 Executive Director (since 8 Jan 2025)
Barker Poland Asset Management LLP
FRN 499311
- SMF16 Compliance Oversight (since 8 Jan 2025)
FNZ (UK) Ltd (no longer approved here)
FRN 438687
- CF1 Director (18 Feb 2011 to 15 Oct 2019)
- CF10 Compliance Oversight (18 Feb 2011 to 15 Oct 2019)
- CF11 Money Laundering Reporting (18 Feb 2011 to 15 Oct 2019)
Scottish Equitable Plc (no longer approved here)
FRN 165548
- CF10 Compliance Oversight (17 Feb 2010 to 19 Jan 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.