Walker Crips Financial Planning Limited

• Principal Place of Business

  Apollo House

  Eboracum Way

  York

  YO31 7RE

  UNITED KINGDOM

  Phone

  +441904544300

  Web

  https://www.wcgplc.co.uk

• Complaints Contact

  Apollo House

  Eboracum Way

  York

  YO31 7RE

  UNITED KINGDOM

  Phone

  +441904544300

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to non-mainstream regulated activities in respect of non-investment insurance contracts.

• Katy Jean Thorne

  IRN KJT01065

  • CF30 Customer (13 Mar 2008 to 23 May 2008)
• Kuljit Singh Dev

  IRN KSD00004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 5 Jul 2023)
  • [FCA CF] Client dealing (since 5 Jul 2023)
• Laura Emma de Vries

  IRN LED01025

  • CF30 Customer (3 Apr 2014 to 22 Aug 2014)
• Lawrence Check

  IRN LXC00011

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 26 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 26 Nov 2024)
• Lisa Marie Starkey

  IRN LMS01142

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (12 Jul 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (12 Jul 2018 to 8 Dec 2019)
• Malcolm Simcock

  IRN MXS00241

  • CF30 Customer (1 Nov 2007 to 28 Apr 2011)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Matthew Crawshaw

  IRN MCC00033

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 5 Jul 2023)
  • [FCA CF] Functions requiring qualifications (since 5 Jul 2023)
• Michael Backhouse

  IRN MXB00054

  • CF2 Non Executive Director (1 Dec 2001 to 1 May 2009)
• Michael Monas Harrison

  IRN MMH00007

  • CF22 Investment Adviser (Trainee) (19 Feb 2003 to 30 Sep 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2002)
• Michael Norman George Clark

  IRN MNC01014

  • CF30 Customer (7 May 2008 to 11 Sep 2009)

No changes recorded yet.