Laura Emma de Vries

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bartlett Wealth Management Ltd

    FRN 114800

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (4 Sep 2014 to 8 Dec 2019)
  • Walker Crips Financial Planning Limited (no longer approved here)

    FRN 114778

    • CF30 Customer (3 Apr 2014 to 22 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.