David Moses Gelber

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Castellain Capital LLP

    FRN 513156

    • [FCA CF] Client dealing (since 25 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (27 Jul 2015 to 8 Dec 2019)
    • CF4 Partner (1 Mar 2010 to 8 Dec 2019)
    • CF30 Customer (1 Mar 2010 to 27 Jul 2015)
    • CF11 Money Laundering Reporting (1 Mar 2010 to 8 Dec 2019)
  • Walker Crips Financial Planning Limited (no longer approved here)

    FRN 114778

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 4 Nov 2020)
    • CF2 Non Executive Director (18 Dec 2009 to 8 Dec 2019)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 28 Feb 2025)
    • CF2 Non Executive Director (18 Dec 2009 to 8 Dec 2019)
  • Ebor Trustees Limited (no longer approved here)

    FRN 462002

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 4 Nov 2020)
    • CF2 Non Executive Director (18 Dec 2009 to 8 Dec 2019)
  • Saxo Capital Markets UK Ltd (no longer approved here)

    FRN 551422

    • CF2 Non Executive Director (25 Sep 2015 to 27 Mar 2019)
  • Keith Bayley Rogers & Co Limited (no longer approved here)

    FRN 197385

    • CF2 Non Executive Director (18 Dec 2009 to 24 Jun 2013)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (1 Nov 2007 to 3 Nov 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 Jul 2005)
  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • CF14 Risk Assessment (1 Dec 2001 to 1 Dec 2001)
    • CF1 Director (1 Dec 2001 to 1 Jul 2005)
  • BROKERTEC EUROPE LIMITED (no longer approved here)

    FRN 161197

    • CF14 Risk Assessment (1 Dec 2001 to 1 Jul 2005)
  • Guy Butler Limited (no longer approved here)

    FRN 190911

    • CF1 Director (1 Dec 2001 to 9 Oct 2006)
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Recent activity

Updates to this individual's record on the FCA register.

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