Guy Butler Limited

• Principal Place of Business

  Guy Butler Ltd

  14th Floor Dashwood House

  69 Old Broad Street

  London

  City Of London

  EC2M 1QS

  UNITED KINGDOM

  Phone

  +4402088282200

  Web

  https://www.guybutler.co.uk

• Complaints Contact

  14th Floor Dashwood House

  69 Old Broad Street

  London

  EC2M 1QS

  UNITED KINGDOM

  Phone

  +4402088282200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit

• Ahmad Ayoubi

  IRN AXA02803

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Jun 2025)
  • CF30 Customer (4 Nov 2013 to 8 Dec 2019)
• Al Hussein Bakarat

  IRN AXB04671

  • [FCA CF] Client dealing (since 30 Jul 2025)
• Amit Shah

  IRN AXS01598

  • CF10 Compliance Oversight (1 Dec 2001 to 13 Aug 2004)
  • CF15 Internal Audit (1 Dec 2001 to 13 Aug 2004)
• Andrew Mark Cameron Blackwell

  IRN AMB01119

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 1 Apr 2025)
  • CF11 Money Laundering Reporting (22 Jan 2013 to 23 Mar 2018)
  • CF1 Director (12 Aug 2009 to 8 Dec 2019)
  • CF30 Customer (15 Apr 2008 to 8 Dec 2019)
  • CF29 Significant management (15 Apr 2008 to 25 Aug 2009)
• Ayaka Shigemura

  IRN AXS01798

  • [FCA CF] Client dealing (since 28 Mar 2023)
• Bradley Rowe

  IRN BXR19515

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 Sep 2019 to 8 Dec 2019)
• Charles Clarke

  IRN WCC01009

  • CF30 Customer (18 Sep 2012 to 2 Aug 2013)
• Christopher John Clarke

  IRN CJC01107

  • CF1 Director (1 Dec 2001 to 31 Aug 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2007)
• Cornelis Johannus Maria Timmermans

  IRN CJT01043

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2022)
  • CF30 Customer (6 Mar 2014 to 8 Dec 2019)
  • CF21 Investment Adviser (19 Mar 2003 to 11 Nov 2004)
• Daniel Aidan Corvesor O'Brien

  IRN DAO01028

  • CF30 Customer (18 Apr 2008 to 7 Mar 2012)

No changes recorded yet.