Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Guy Butler Limited
FRN 190911
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Proprietary trader (9 Dec 2019 to 1 Apr 2025)
- CF11 Money Laundering Reporting (22 Jan 2013 to 23 Mar 2018)
- CF1 Director (12 Aug 2009 to 8 Dec 2019)
- CF30 Customer (15 Apr 2008 to 8 Dec 2019)
- CF29 Significant management (15 Apr 2008 to 25 Aug 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.