Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • CF10 Compliance Oversight (1 Dec 2001 to 13 Aug 2004)
    • CF15 Internal Audit (1 Dec 2001 to 13 Aug 2004)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF10 Compliance Oversight (1 Dec 2001 to 13 Aug 2004)
    • CF15 Internal Audit (1 Dec 2001 to 13 Aug 2004)
  • BROKERTEC EUROPE LIMITED (no longer approved here)

    FRN 161197

    • CF10 Compliance Oversight (1 Dec 2001 to 13 Aug 2004)
    • CF15 Internal Audit (1 Dec 2001 to 13 Aug 2004)
  • Guy Butler Limited (no longer approved here)

    FRN 190911

    • CF10 Compliance Oversight (1 Dec 2001 to 13 Aug 2004)
    • CF15 Internal Audit (1 Dec 2001 to 13 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.