BROKERTEC EUROPE LIMITED

• Principal Place of Business

  London Fruit & Wool Exchange

  1 Duval Square

  London

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

  Web

  https://www.cmegroup.com

• Complaints Contact

  C M E Group

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Polycarpou

  IRN AXP00981

  • [FCA CF] Client dealing (23 May 2024 to 30 Mar 2026)
• Alexander Thomas Paul Lynch

  IRN ATL01018

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF26 Customer Trading (18 Mar 2004 to 31 Oct 2007)
• Alexandre Florent DUBOST

  IRN AFD01051

  • [FCA CF] Client dealing (13 Sep 2021 to 6 Mar 2023)
  • CF30 Customer (12 Apr 2016 to 8 Dec 2019)
• Alexis Laurence Atkinson

  IRN ALA01048

  • CF30 Customer (19 Jan 2016 to 2 Dec 2019)
• Alix Peyronnet

  IRN AXP01999

  • CF30 Customer (22 Aug 2013 to 4 Feb 2016)
• Amanda Jayne Hartnell

  IRN AJH01394

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
  • CF30 Customer (6 Sep 2013 to 8 Dec 2019)
• Amarjit Gill

  IRN AXG00361

  • [FCA CF] Client dealing (12 Sep 2022 to 30 Mar 2026)
• Amit Shah

  IRN AXS01598

  • CF10 Compliance Oversight (1 Dec 2001 to 13 Aug 2004)
  • CF15 Internal Audit (1 Dec 2001 to 13 Aug 2004)
• Andreea Francu

  IRN AXF00209

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Jun 2021)
• Andrew David Morgan

  IRN ADM01118

  • CF21 Investment Adviser (10 Jan 2002 to 31 Jan 2003)

• EBS Dealing Resources International Limited (no longer appointed)

  FRN 793386 · Appointed 27 Nov 2017 · Until 20 Dec 2021 · Tied agent

No changes recorded yet.