BROKERTEC EUROPE LIMITED

• Principal Place of Business

  London Fruit & Wool Exchange

  1 Duval Square

  London

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

  Web

  https://www.cmegroup.com

• Complaints Contact

  C M E Group

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew James Rowe

  IRN AJR01178

  • CF30 Customer (16 Sep 2013 to 30 Sep 2013)
• Andrew Scott Cheesman

  IRN ASC01095

  • [FCA CF] Significant management (since 31 Mar 2026)
  • [FCA CF] Manager of certification employee (12 Sep 2022 to 30 Mar 2026)
  • [FCA CF] Client dealing (12 Sep 2022 to 30 Mar 2026)
  • CF30 Customer (18 Nov 2015 to 8 Dec 2019)
• Andrew Warren McArdle

  IRN AWM01063

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
  • CF30 Customer (22 Aug 2013 to 8 Dec 2019)
• Anna Pugh

  IRN AXP02220

  • CF30 Customer (9 Oct 2013 to 23 Dec 2014)
• Antonio Marques Casey

  IRN AXM02185

  • [FCA CF] Manager of certification employee (23 Mar 2021 to 6 Mar 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2023)
• Arian Aghamardi

  IRN AXA01230

  • CF26 Customer Trading (1 Dec 2001 to 7 Feb 2002)
• Avinash Chander Shown-Keen

  IRN ACS01095

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2023)
  • CF30 Customer (18 Apr 2016 to 8 Dec 2019)
• Babajide Akanbi Ibikunle Bada

  IRN BAB01072

  • CF10 Compliance Oversight (26 Oct 2006 to 14 Sep 2007)
  • CF11 Money Laundering Reporting (26 Oct 2006 to 14 Sep 2007)
• Ben Michael Courtney

  IRN BMC01057

  • CF30 Customer (8 Mar 2011 to 16 May 2012)
• Binglin Wang

  IRN BXW00283

  • [FCA CF] Client dealing (10 Jul 2023 to 30 Mar 2026)

• EBS Dealing Resources International Limited (no longer appointed)

  FRN 793386 · Appointed 27 Nov 2017 · Until 20 Dec 2021 · Tied agent

No changes recorded yet.