Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (19 Jan 2023 to 3 Jul 2023)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF30 Customer (18 May 2017 to 6 Oct 2017)
  • BROKERTEC EUROPE LIMITED (no longer approved here)

    FRN 161197

    • CF30 Customer (16 Sep 2013 to 30 Sep 2013)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (27 May 2010 to 30 Sep 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2007)
  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.