ICAP Global Derivatives Limited

• Principal Place of Business

  TP ICAP

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +442070005000

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402072007000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• ALISTAIR CRAIG JACKSON

  IRN ACJ01070

  • CF30 Customer (17 Feb 2014 to 26 Nov 2014)
• ANDREW NIGEL BROWN

  IRN ANB01071

  • CF30 Customer (24 Feb 2014 to 13 Feb 2015)
• ANDREW RICHARD ADLINGTON

  IRN ARA01105

  • CF30 Customer (17 Feb 2014 to 17 Apr 2015)
• Aidan Healey

  IRN ARH01155

  • CF30 Customer (24 Feb 2014 to 26 Nov 2014)
• Alexander Wood

  IRN AXW20179

  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • [FCA CF] Manager of certification employee (since 31 Oct 2020)
• Alexandra Kloss

  IRN AXK01162

  • CF30 Customer (3 Aug 2015 to 31 Dec 2017)
• Alix Peyronnet

  IRN AXP01999

  • CF30 Customer (31 Mar 2011 to 20 Mar 2014)
• Amanda Jayne Hartnell

  IRN AJH01394

  • CF30 Customer (1 Nov 2007 to 20 Mar 2014)
  • CF21 Investment Adviser (2 Feb 2004 to 31 Oct 2007)
• Amir Zaidi

  IRN AXZ00044

  • [FCA CF] Manager of certification employee (31 Mar 2021 to 2 Jan 2024)
• Andrew Durrant

  IRN ACD01128

  • CF30 Customer (28 Feb 2013 to 30 Jul 2014)

No changes recorded yet.