ICAP Global Derivatives Limited

Date authorised
1 April 2013
Companies House
03635229
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    TP ICAP
    135 Bishopsgate
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +442070005000
    Web
    https://tpicap.com/tpicap/

  • Complaints Contact

    135 Bishopsgate
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +4402072007000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Rowe

    IRN AJR01178

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
  • Andrew John MacFarlane

    IRN AJM01274

    • CF21 Investment Adviser (10 Jun 2004 to 31 Jan 2006)
  • Andrew Keith Hutt

    IRN AKH01076

    • [FCA CF] Material risk taker (10 Mar 2021 to 16 Jul 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jul 2021)
    • CF10 Compliance Oversight (29 Mar 2018 to 8 Dec 2019)
  • Andrew Paul Stone

    IRN APS01072

    • CF26 Customer Trading (1 Dec 2001 to 18 Oct 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2007)
  • Andrew Warren McArdle

    IRN AWM01063

    • CF30 Customer (1 Nov 2007 to 20 Mar 2014)
    • CF21 Investment Adviser (25 Feb 2004 to 31 Oct 2007)
  • Anna Nicolis

    IRN AXN00134

    • [FCA CF] Material risk taker (31 Mar 2021 to 2 Jul 2021)
  • Anna Pugh

    IRN AXP02220

    • CF30 Customer (9 Oct 2013 to 20 Mar 2014)
  • Arthur D'Arcy

    IRN AXD01278

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 4 Nov 2002)
  • Ascanio Giandinoto

    IRN AXG02047

    • CF30 Customer (15 Feb 2014 to 26 Nov 2014)
  • Babajide Akanbi Ibikunle Bada

    IRN BAB01072

    • CF10 Compliance Oversight (26 Oct 2006 to 14 Sep 2007)
    • CF11 Money Laundering Reporting (26 Oct 2006 to 14 Sep 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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