Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • [FCA CF] Material risk taker (10 Mar 2021 to 16 Jul 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jul 2021)
    • CF10 Compliance Oversight (29 Mar 2018 to 8 Dec 2019)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Material risk taker (10 Mar 2021 to 16 Jul 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jul 2021)
    • CF10 Compliance Oversight (29 Mar 2018 to 8 Dec 2019)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Material risk taker (10 Mar 2021 to 16 Jul 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jul 2021)
    • CF10 Compliance Oversight (29 Mar 2018 to 8 Dec 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Material risk taker (10 Mar 2021 to 16 Jul 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jul 2021)
    • CF10 Compliance Oversight (29 Mar 2018 to 8 Dec 2019)
  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • [FCA CF] Material risk taker (10 Mar 2021 to 16 Jul 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jul 2021)
    • CF10 Compliance Oversight (29 Mar 2018 to 8 Dec 2019)
  • iSwap Euro Limited (no longer approved here)

    FRN 544874

    • [FCA CF] Material risk taker (10 Mar 2021 to 16 Jul 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jul 2021)
    • CF10 Compliance Oversight (29 Mar 2018 to 8 Dec 2019)
  • TP ICAP Global Markets Americas LLC (no longer approved here)

    FRN 549855

    • [FCA CF] Material risk taker (10 Mar 2021 to 16 Jul 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jul 2021)
    • CF10 Compliance Oversight (29 Mar 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.