iSwap Euro Limited

• Principal Place of Business

  T P I C A P

  135 Bishopsgate

  London

  City Of London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402070507131

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  T P I C A P

  135 Bishopsgate

  London

  City Of London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402070507131

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Gregory Brown

  IRN AGB01161

  • CF1 Director (15 Nov 2011 to 8 May 2013)
• Adam Paul Battersby

  IRN APB01194

  • CF1 Director (3 Sep 2014 to 30 Nov 2015)
• Alan Anthony Kelly

  IRN AXK17033

  • [FCA CF] Material risk taker (10 Mar 2021 to 1 Dec 2021)
• Amir Zaidi

  IRN AXZ00044

  • [FCA CF] Manager of certification employee (31 Mar 2021 to 2 Jan 2024)
• Andrew Ferry

  IRN AHF01015

  • CF1 Director (15 Nov 2011 to 15 Apr 2015)
• Andrew Keith Hutt

  IRN AKH01076

  • [FCA CF] Material risk taker (10 Mar 2021 to 16 Jul 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jul 2021)
  • CF10 Compliance Oversight (29 Mar 2018 to 8 Dec 2019)
• Anna Nicolis

  IRN AXN00134

  • [FCA CF] Material risk taker (31 Mar 2021 to 2 Jul 2021)
• Bernadine Ann Burnell

  IRN BAB01089

  • CF28 Systems and controls (9 Jul 2018 to 24 Nov 2019)
• Carla Dawn Grundy

  IRN CDG01057

  • [FCA CF] Significant management (since 28 Sep 2023)
• Charles Joseph Bristow

  IRN CJB01263

  • CF1 Director (19 Jun 2015 to 30 Mar 2016)

No changes recorded yet.