Alan Anthony Kelly

Last updated
3 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • [FCA CF] Material risk taker (10 Mar 2021 to 1 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2021)
    • CF1 Director (8 Oct 2019 to 8 Dec 2019)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Material risk taker (10 Mar 2021 to 1 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2021)
    • SMF2 Chief Finance (9 Dec 2019 to 8 Mar 2021)
    • CF1 Director (8 Oct 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (8 Oct 2019 to 8 Dec 2019)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Material risk taker (10 Mar 2021 to 1 Dec 2021)
    • SMF2 Chief Finance (9 Dec 2019 to 8 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2021)
    • CF1 Director (8 Oct 2019 to 8 Dec 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Material risk taker (10 Mar 2021 to 1 Dec 2021)
    • SMF2 Chief Finance (9 Dec 2019 to 8 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2021)
    • CF1 Director (8 Oct 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (8 Oct 2019 to 8 Dec 2019)
    • CF1 Director (AR) (15 Jul 2019 to 30 Oct 2020)
  • iSwap Euro Limited (no longer approved here)

    FRN 544874

    • [FCA CF] Material risk taker (10 Mar 2021 to 1 Dec 2021)
  • COEX Partners Limited (no longer approved here)

    FRN 749171

    • Employed By (15 Jul 2019 to 30 Oct 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.