Carla Dawn Grundy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP MTF LIMITED
FRN 124341
- [FCA CF] Significant management (since 28 Sep 2023)
TP ICAP E&C Limited
FRN 146880
- [FCA CF] Significant management (since 28 Sep 2023)
TP ICAP Broking Limited
FRN 154234
- [FCA CF] Significant management (since 28 Sep 2023)
ICAP Global Derivatives Limited
FRN 191757
- [FCA CF] Significant management (since 28 Sep 2023)
Liquidnet Europe Limited
FRN 198039
- [FCA CF] Significant management (since 28 Sep 2023)
iSwap Euro Limited
FRN 544874
- [FCA CF] Significant management (since 28 Sep 2023)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (5 Jul 2010 to 5 Oct 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.