iSwap Euro Limited

• Principal Place of Business

  T P I C A P

  135 Bishopsgate

  London

  City Of London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402070507131

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  T P I C A P

  135 Bishopsgate

  London

  City Of London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402070507131

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Graham Hodson

  IRN CGH01073

  • CF1 Director (15 Nov 2011 to 8 May 2013)
• Colin Francis Smith

  IRN CFS01020

  • CF29 Significant management (1 Feb 2013 to 5 Jun 2014)
• Daniel Wray

  IRN DXW35901

  • [FCA CF] Material risk taker (31 Mar 2021 to 31 Mar 2024)
• David GOODCHILD

  IRN DMG01153

  • [FCA CF] Material risk taker (10 Mar 2021 to 26 Jan 2024)
  • CF28 Systems and controls (16 Oct 2017 to 24 Nov 2019)
  • CF10 Compliance Oversight (12 Jun 2017 to 29 Mar 2018)
• Donald Stuart McClumpha

  IRN DSM01056

  • [FCA CF] Material risk taker (10 Mar 2021 to 30 Jun 2022)
  • CF30 Customer (15 Nov 2011 to 11 Mar 2016)
  • CF3 Chief Executive (15 Nov 2011 to 27 Nov 2018)
  • CF29 Significant management (15 Nov 2011 to 27 Nov 2018)
  • CF1 Director (15 Nov 2011 to 22 Jan 2013)
• ERNEST UHUMWEKPEMA IGBINOSUN

  IRN EUI01000

  • CF10 Compliance Oversight (20 Oct 2015 to 30 Dec 2016)
• Elizabeth Beasley

  IRN EXH01255

  • [FCA CF] Material risk taker (10 Mar 2021 to 11 Nov 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Sep 2020 to 11 Nov 2022)
• Elizabeth Leigh

  IRN EXL00273

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2026)
• Emma Prophet

  IRN EXP00261

  • [FCA CF] Material risk taker (since 1 Jan 2024)
  • [FCA CF] Significant management (since 4 May 2020)
• Gary ADAMS

  IRN GEA01024

  • CF1 Director (25 Jul 2014 to 15 Dec 2015)

No changes recorded yet.