Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF4 Chief Risk (since 21 May 2025)
    • SMF4 Chief Risk (since 21 May 2025)
  • IG Trading and Investments Limited (no longer approved here)

    FRN 944492

    • SMF4 Chief Risk (21 May 2025 to 21 Apr 2026)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • SMF7 Group Entity Senior Manager (12 Jan 2024 to 26 Jan 2024)
    • [FCA CF] Material risk taker (10 Mar 2021 to 26 Jan 2024)
    • SMF4 Chief Risk (9 Dec 2019 to 12 Jan 2024)
    • CF28 Systems and controls (16 Oct 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Jun 2017 to 29 Mar 2018)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • SMF7 Group Entity Senior Manager (12 Jan 2024 to 26 Jan 2024)
    • [FCA CF] Material risk taker (10 Mar 2021 to 26 Jan 2024)
    • SMF4 Chief Risk (9 Dec 2019 to 12 Jan 2024)
    • CF28 Systems and controls (16 Oct 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Jun 2017 to 29 Mar 2018)
    • CF1 Director (12 Jun 2017 to 9 Sep 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • SMF7 Group Entity Senior Manager (12 Jan 2024 to 26 Jan 2024)
    • [FCA CF] Material risk taker (10 Mar 2021 to 26 Jan 2024)
    • SMF4 Chief Risk (9 Dec 2019 to 12 Jan 2024)
    • CF28 Systems and controls (16 Oct 2017 to 8 Dec 2019)
    • CF1 Director (12 Jun 2017 to 9 Sep 2019)
    • CF10 Compliance Oversight (12 Jun 2017 to 29 Mar 2018)
  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • [FCA CF] Material risk taker (10 Mar 2021 to 26 Jan 2024)
    • CF28 Systems and controls (16 Oct 2017 to 24 Nov 2019)
    • CF10 Compliance Oversight (12 Jun 2017 to 29 Mar 2018)
  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • [FCA CF] Material risk taker (10 Mar 2021 to 26 Jan 2024)
    • CF28 Systems and controls (16 Oct 2017 to 24 Nov 2019)
    • CF10 Compliance Oversight (12 Jun 2017 to 29 Mar 2018)
  • iSwap Euro Limited (no longer approved here)

    FRN 544874

    • [FCA CF] Material risk taker (10 Mar 2021 to 26 Jan 2024)
    • CF28 Systems and controls (16 Oct 2017 to 24 Nov 2019)
    • CF10 Compliance Oversight (12 Jun 2017 to 29 Mar 2018)
  • TP ICAP Global Markets Americas LLC (no longer approved here)

    FRN 549855

    • [FCA CF] Material risk taker (10 Mar 2021 to 26 Jan 2024)
    • CF28 Systems and controls (9 Nov 2017 to 24 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.