Donald Stuart McClumpha

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • SMF3 Executive Director (22 Apr 2022 to 30 Jun 2022)
    • SMF9 Chair of the Governing Body (22 Apr 2022 to 30 Jun 2022)
    • [FCA CF] Material risk taker (10 Mar 2021 to 30 Jun 2022)
    • CF1 Director (29 Jun 2016 to 2 Mar 2018)
  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • SMF3 Executive Director (17 Jun 2021 to 30 Jun 2022)
    • SMF1 Chief Executive (17 Jun 2021 to 28 Feb 2022)
    • [FCA CF] Material risk taker (10 Mar 2021 to 30 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 24 Mar 2009)
    • CF1 Director (1 Dec 2001 to 24 Mar 2009)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • SMF1 Chief Executive (17 Jun 2021 to 28 Feb 2022)
    • SMF3 Executive Director (17 Jun 2021 to 30 Jun 2022)
    • [FCA CF] Material risk taker (10 Mar 2021 to 30 Jun 2022)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • SMF3 Executive Director (17 Jun 2021 to 30 Jun 2022)
    • SMF1 Chief Executive (17 Jun 2021 to 28 Feb 2022)
    • [FCA CF] Material risk taker (10 Mar 2021 to 30 Jun 2022)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • SMF1 Chief Executive (17 Jun 2021 to 28 Feb 2022)
    • SMF3 Executive Director (17 Jun 2021 to 30 Jun 2022)
    • [FCA CF] Material risk taker (10 Mar 2021 to 30 Jun 2022)
  • iSwap Euro Limited (no longer approved here)

    FRN 544874

    • [FCA CF] Material risk taker (10 Mar 2021 to 30 Jun 2022)
    • CF29 Significant management (15 Nov 2011 to 27 Nov 2018)
    • CF3 Chief Executive (15 Nov 2011 to 27 Nov 2018)
    • CF30 Customer (15 Nov 2011 to 11 Mar 2016)
    • CF1 Director (15 Nov 2011 to 22 Jan 2013)
  • TP ICAP Global Markets Americas LLC (no longer approved here)

    FRN 549855

    • [FCA CF] Material risk taker (10 Mar 2021 to 30 Jun 2022)
  • OSTTRA SEF LIMITED (no longer approved here)

    FRN 472944

    • CF3 Chief Executive (2 Jan 2008 to 5 Jul 2008)
    • CF1 Director (2 Jan 2008 to 5 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

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