OSTTRA SEF LIMITED

• Principal Place of Business

  O S T T R A

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +4402078189000

  Web

  https://osttra.com/nex-sef/

• Complaints Contact

  O S T T R A

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +4407710011549

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amarjit Gill

  IRN AXG00361

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
• Andrew Scott Cheesman

  IRN ASC01095

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
• Carlos Perez

  IRN CXP00268

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
• Charlie Patten

  IRN CXP00262

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Nov 2021)
• Christopher Gordon Burchill

  IRN CGB01075

  • CF17 Significant Mgt (Other Business Operations)
  • CF29 Significant management (2 Jan 2008 to 17 Apr 2012)
• Christopher Povey

  IRN CSP01064

  • [FCA CF] Manager of certification employee (27 Nov 2023 to 30 Sep 2024)
  • [FCA CF] Client dealing (27 Nov 2023 to 30 Sep 2024)
• Christopher Soriano

  IRN CXS00352

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Dec 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2023)
• Colin Francis Smith

  IRN CFS01020

  • CF29 Significant management (1 Feb 2013 to 5 Jun 2014)
• Darryl Hooker

  IRN DXH01993

  • CF1 Director (29 Jan 2015 to 9 Jan 2018)
• David Walden

  IRN DXW00314

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)

No changes recorded yet.