OSTTRA SEF LIMITED

• Principal Place of Business

  O S T T R A

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +4402078189000

  Web

  https://osttra.com/nex-sef/

• Complaints Contact

  O S T T R A

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +4407710011549

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Donald Stuart McClumpha

  IRN DSM01056

  • CF3 Chief Executive (2 Jan 2008 to 5 Jul 2008)
  • CF1 Director (2 Jan 2008 to 5 Jul 2008)
• ERNEST UHUMWEKPEMA IGBINOSUN

  IRN EUI01000

  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Jun 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Jun 2023)
  • CF11 Money Laundering Reporting (10 Jan 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (20 Oct 2015 to 8 Dec 2019)
• Edward William Sizeland

  IRN EES01012

  • [FCA CF] Material risk taker (12 Jun 2023 to 10 Oct 2025)
• Eleanor Stanley

  IRN EXS01278

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Oct 2025)
• Elisa Hirschmann

  IRN EXH00119

  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Oct 2025)
• Erik Petri

  IRN EXP00241

  • SMF3 Executive Director (since 10 Oct 2025)
• Gerard William Harvey

  IRN GWH01067

  • CF10 Compliance Oversight (22 Feb 2011 to 11 Jul 2013)
• Gil Mandelzis

  IRN GXM02386

  • CF3 Chief Executive (20 Jul 2016 to 18 Oct 2016)
  • CF1 Director (20 Jul 2016 to 18 Oct 2016)
• Guy Warren Simpson Rowcliffe

  IRN GWR01036

  • SMF3 Executive Director (since 10 Oct 2025)
  • SMF1 Chief Executive (since 10 Oct 2025)
• Hongyi Lu

  IRN HXL00080

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)

No changes recorded yet.