ERNEST UHUMWEKPEMA IGBINOSUN

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Institutional Cash Distributors Limited

    FRN 527254

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Mar 2025)
    • SMF16 Compliance Oversight (since 5 Mar 2025)
  • Tradeweb Europe Limited

    FRN 193705

    • SMF16 Compliance Oversight (since 21 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Nov 2023)
  • Tradeweb Execution Services Limited

    FRN 921372

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Nov 2023)
    • SMF16 Compliance Oversight (since 21 Nov 2023)
  • BROKERTEC EUROPE LIMITED (no longer approved here)

    FRN 161197

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Jun 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Jun 2023)
    • CF11 Money Laundering Reporting (10 Jan 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Oct 2015 to 8 Dec 2019)
  • OSTTRA SEF LIMITED (no longer approved here)

    FRN 472944

    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Jun 2023)
    • CF11 Money Laundering Reporting (10 Jan 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Oct 2015 to 8 Dec 2019)
  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • CF10 Compliance Oversight (20 Oct 2015 to 18 Aug 2016)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF10 Compliance Oversight (20 Oct 2015 to 30 Dec 2016)
  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • CF10 Compliance Oversight (20 Oct 2015 to 30 Dec 2016)
  • iSwap Euro Limited (no longer approved here)

    FRN 544874

    • CF10 Compliance Oversight (20 Oct 2015 to 30 Dec 2016)
  • TP ICAP Global Markets Americas LLC (no longer approved here)

    FRN 549855

    • CF10 Compliance Oversight (20 Oct 2015 to 30 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.