Tradeweb Europe Limited

• Principal Place of Business

  1 Fore Street Avenue

  London

  EC2Y 9DT

  UNITED KINGDOM

  Phone

  +442037493310

  Web

  https://www.tradeweb.com

• Complaints Contact

  1 Fore Street Avenue

  London

  EC2Y 9DT

  UNITED KINGDOM

  Phone

  +442037493310

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Data Publishing

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Specialist Trading Venue

  For Eligible Counterparty, Debenture

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Adam Gould

  IRN AXG01017

  • [FCA CF] Significant management (since 25 Feb 2025)
  • [FCA CF] Manager of certification employee (since 25 Feb 2025)
  • [FCA CF] Material risk taker (since 25 Feb 2025)
• Adriano Pace

  IRN AXP01249

  • [FCA CF] Significant management (9 Dec 2019 to 10 Mar 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Mar 2022)
• Alexander Charles Eric Rutter

  IRN ACR01086

  • [FCA CF] Significant management (since 28 Jan 2026)
  • SMF16 Compliance Oversight (21 Feb 2023 to 21 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Feb 2023 to 21 Nov 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Jan 2026)
  • CF1 Director (20 Aug 2014 to 21 Sep 2017)
  • CF11 Money Laundering Reporting (15 May 2006 to 14 Sep 2015)
  • CF10 Compliance Oversight (15 May 2006 to 14 Sep 2015)
• Alexei Gladkow

  IRN AXG02082

  • CF30 Customer (20 Sep 2013 to 12 Aug 2016)
• Alice Naomi Beavan

  IRN ANB01054

  • CF30 Customer (16 Jun 2008 to 6 May 2010)
• Alicia Berner

  IRN AXB01201

  • [FCA CF] Client dealing (since 2 Nov 2022)
• Ambar Arasan Moorthy

  IRN AXM00605

  • [FCA CF] Significant management (9 Dec 2019 to 10 Mar 2022)
• Andra-Teodora Dumitrescu

  IRN AXD01066

  • [FCA CF] Significant management (since 16 Feb 2026)
  • [FCA CF] Material risk taker (since 9 May 2025)
• Andrea Sbalchiero

  IRN AXS01504

  • CF30 Customer (26 Mar 2013 to 9 Sep 2019)
• Andrew Christopher Cowman

  IRN ACC01079

  • CF26 Customer Trading (22 Apr 2004 to 25 Apr 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2004)

No changes recorded yet.