Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Institutional Cash Distributors Limited
FRN 527254
- [FCA CF] Significant management (since 23 Feb 2026)
-
Tradeweb Execution Services Limited
FRN 921372
- [FCA CF] Significant management (since 16 Feb 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Feb 2023 to 21 Nov 2023)
- SMF16 Compliance Oversight (21 Feb 2023 to 21 Nov 2023)
- [FCA CF] Material risk taker (12 Feb 2021 to 16 Feb 2026)
-
Tradeweb Europe Limited
FRN 193705
- [FCA CF] Significant management (since 28 Jan 2026)
- SMF16 Compliance Oversight (21 Feb 2023 to 21 Nov 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Feb 2023 to 21 Nov 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 28 Jan 2026)
- CF1 Director (20 Aug 2014 to 21 Sep 2017)
- CF10 Compliance Oversight (15 May 2006 to 14 Sep 2015)
- CF11 Money Laundering Reporting (15 May 2006 to 14 Sep 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.