Tradeweb Europe Limited

• Principal Place of Business

  1 Fore Street Avenue

  London

  EC2Y 9DT

  UNITED KINGDOM

  Phone

  +442037493310

  Web

  https://www.tradeweb.com

• Complaints Contact

  1 Fore Street Avenue

  London

  EC2Y 9DT

  UNITED KINGDOM

  Phone

  +442037493310

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Data Publishing

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Specialist Trading Venue

  For Eligible Counterparty, Debenture

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Andrew James Beer

  IRN AJB01718

  • [FCA CF] Significant management (since 28 Jan 2026)
  • [FCA CF] Material risk taker (1 Jan 2025 to 28 Jan 2026)
• Andrew Thurstan Cockburn Bernard

  IRN ATB01016

  • CF1 Director (7 Aug 2009 to 16 Aug 2017)
  • CF29 Significant management (1 Nov 2007 to 16 Aug 2017)
  • CF16 Significant Mgt (Desgntd Investment Business) (9 May 2003 to 31 Oct 2007)
• Anita Virginia Staussi

  IRN AXS00567

  • SMF3 Executive Director (since 22 Sep 2021)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Barnaby John Allan Dalton

  IRN BJD01092

  • SMF3 Executive Director (9 Dec 2019 to 29 Oct 2021)
  • CF1 Director (18 Nov 2019 to 8 Dec 2019)
  • CF29 Significant management (18 Nov 2019 to 8 Dec 2019)
• Benjamin James Sturgeon

  IRN BJS01078

  • [FCA CF] Material risk taker (since 5 Feb 2025)
• Blake Stephenson

  IRN BXS01772

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Feb 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 21 Feb 2023)
  • CF10 Compliance Oversight (20 Feb 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (20 Feb 2018 to 8 Dec 2019)
• Boris Andreas Zadarko

  IRN BXZ01011

  • CF30 Customer (1 Nov 2007 to 27 Oct 2016)
  • CF26 Customer Trading (2 Jun 2004 to 31 Oct 2007)
• Brett St.John Golledge

  IRN BSG01011

  • [FCA CF] Client dealing (since 2 Dec 2024)
• Bruno Ludovic Marius Yvon Gerrits

  IRN BMG01034

  • CF26 Customer Trading (21 Apr 2004 to 15 Aug 2006)
  • CF21 Investment Adviser (2 Jan 2004 to 21 Apr 2004)
• Caius Howcroft

  IRN CXH00878

  • [FCA CF] Significant management (since 19 Feb 2025)

No changes recorded yet.