Tradeweb Europe Limited

• Principal Place of Business

  1 Fore Street Avenue

  London

  EC2Y 9DT

  UNITED KINGDOM

  Phone

  +442037493310

  Web

  https://www.tradeweb.com

• Complaints Contact

  1 Fore Street Avenue

  London

  EC2Y 9DT

  UNITED KINGDOM

  Phone

  +442037493310

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Data Publishing

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Specialist Trading Venue

  For Eligible Counterparty, Debenture

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Carl Christian Tamboli

  IRN CXT00386

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Caroline Anne Mountford

  IRN CAM01203

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (19 Jul 2006 to 31 Oct 2007)
• Catherine Douglas Maliphant

  IRN CDM01114

  • CF1 Director (3 Dec 2010 to 1 Jul 2015)
• Charlie Collins

  IRN CXC02313

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Nov 2022)
  • CF30 Customer (10 Aug 2017 to 8 Dec 2019)
• Christian Finke

  IRN CXF01261

  • CF30 Customer (1 Nov 2007 to 25 Jul 2008)
  • CF26 Customer Trading (5 Sep 2007 to 31 Oct 2007)
• Christin Lau

  IRN CXL01147

  • CF26 Customer Trading (21 Apr 2004 to 28 Apr 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2004)
• Christopher Richard Collett

  IRN CRC01055

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (21 Apr 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2004)
• Constance Blandine Jacqueline MacKain

  IRN CBM01013

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2002)
• David Michael Everson

  IRN DME01053

  • CF30 Customer (7 Aug 2017 to 8 Dec 2019)
• Douglas Lawrence Friedman

  IRN DLF01040

  • CF2 Non Executive Director (1 Sep 2015 to 8 Dec 2019)

No changes recorded yet.