Tradeweb Europe Limited

• Principal Place of Business

  1 Fore Street Avenue

  London

  EC2Y 9DT

  UNITED KINGDOM

  Phone

  +442037493310

  Web

  https://www.tradeweb.com

• Complaints Contact

  1 Fore Street Avenue

  London

  EC2Y 9DT

  UNITED KINGDOM

  Phone

  +442037493310

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Data Publishing

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Specialist Trading Venue

  For Eligible Counterparty, Debenture

  Show 1 limitation Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Douglas Lawrence Friedman

  IRN DXF00111

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
• ERNEST UHUMWEKPEMA IGBINOSUN

  IRN EUI01000

  • SMF16 Compliance Oversight (since 21 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Nov 2023)
• Edoardo Rago

  IRN EXR01070

  • CF26 Customer Trading (21 Apr 2004 to 23 Mar 2007)
  • CF21 Investment Adviser (10 Feb 2003 to 21 Apr 2004)
• Eileen Elizabeth Dawber

  IRN EED01007

  • CF30 Customer (1 Nov 2007 to 20 Aug 2009)
  • CF26 Customer Trading (21 Apr 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2004)
• Elizabeth Ann Carter

  IRN EXC00118

  • SMF3 Executive Director (22 Sep 2021 to 31 Oct 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Mar 2022)
• Enrico Bruni

  IRN EXB01429

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (24 Oct 2012 to 8 Dec 2019)
  • CF29 Significant management (10 Feb 2011 to 8 Dec 2019)
• Eric Arthur Kolodner

  IRN EXK01170

  • CF29 Significant management (14 Oct 2010 to 14 Mar 2014)
• Gerrit Van Gorp

  IRN GXV01048

  • CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2003)
• Graeme Nicholas Scott

  IRN GXS01256

  • CF1 Director (7 Aug 2009 to 30 Sep 2010)
  • CF29 Significant management (1 Nov 2007 to 30 Sep 2010)
  • CF19 Significant Mgt (Financial Resources) (3 Mar 2003 to 31 Oct 2007)
• Helia Sobreira

  IRN HXS01242

  • CF30 Customer (17 Dec 2012 to 22 Apr 2013)

No changes recorded yet.