Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (17 Jan 2019 to 8 Dec 2019)
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- CF30 Customer (5 Jul 2012 to 2 Jan 2013)
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- CF30 Customer (1 Nov 2007 to 30 Apr 2012)
- CF21 Investment Adviser (23 Jan 2006 to 31 Oct 2007)
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- CF26 Customer Trading (31 Mar 2003 to 6 Oct 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.