Tradeweb Europe Limited

• Principal Place of Business

  1 Fore Street Avenue

  London

  EC2Y 9DT

  UNITED KINGDOM

  Phone

  +442037493310

  Web

  https://www.tradeweb.com

• Complaints Contact

  1 Fore Street Avenue

  London

  EC2Y 9DT

  UNITED KINGDOM

  Phone

  +442037493310

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Data Publishing

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Specialist Trading Venue

  For Eligible Counterparty, Debenture

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Ho Yeung Man

  IRN HXM00128

  • [FCA CF] Significant management (since 9 Dec 2019)
• Hywel Rees Thomas

  IRN HRT01008

  • CF1 Director (9 Jul 2004 to 17 Apr 2008)
• Iain James Lyon

  IRN IXL00037

  • [FCA CF] Significant management (9 Dec 2019 to 15 Apr 2022)
• Jack Alexander Bradley

  IRN JAB01622

  • [FCA CF] Client dealing (3 Jun 2020 to 1 Jun 2023)
  • CF30 Customer (20 Dec 2017 to 8 Dec 2019)
• Jack Barry Gartner

  IRN JBG01023

  • CF30 Customer (1 Nov 2007 to 14 Apr 2011)
  • CF26 Customer Trading (30 Jan 2002 to 31 Oct 2007)
• James Adam Barratt

  IRN JXB19286

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (28 Aug 2019 to 8 Dec 2019)
• James Laurence Oatham

  IRN JLO01012

  • CF26 Customer Trading (22 Apr 2005 to 28 Apr 2006)
• James W Toffey

  IRN JWT01033

  • CF1 Director (1 Dec 2001 to 8 Sep 2008)
• James William Dale

  IRN JWD01084

  • [FCA CF] Significant management (since 23 Feb 2026)
  • SMF3 Executive Director (since 3 Mar 2022)
  • [FCA CF] Material risk taker (since 31 Mar 2021)
  • SMF3 Executive Director (9 Dec 2019 to 22 Jan 2020)
  • CF1 Director (10 Oct 2017 to 8 Dec 2019)
  • CF29 Significant management (19 Jun 2015 to 8 Dec 2019)
• Jesper Bruun-Olsen

  IRN JXB01617

  • CF1 Director (11 Aug 2009 to 21 Nov 2011)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
  • CF26 Customer Trading (21 Apr 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2004)

No changes recorded yet.