Tradeweb Europe Limited

• Principal Place of Business

  1 Fore Street Avenue

  London

  EC2Y 9DT

  UNITED KINGDOM

  Phone

  +442037493310

  Web

  https://www.tradeweb.com

• Complaints Contact

  1 Fore Street Avenue

  London

  EC2Y 9DT

  UNITED KINGDOM

  Phone

  +442037493310

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Data Publishing

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Specialist Trading Venue

  For Eligible Counterparty, Debenture

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Jessy Susan George

  IRN JXG00268

  • [FCA CF] Significant management (9 Dec 2019 to 19 Feb 2025)
• Joerg Weber

  IRN JXW01181

  • [FCA CF] Significant management (since 16 Feb 2026)
• Jonathan Charles Wilkins

  IRN JCW01110

  • CF30 Customer (1 Nov 2007 to 28 Aug 2019)
  • CF26 Customer Trading (22 Oct 2004 to 31 Oct 2007)
• Kelly Bruce McKenney

  IRN KBM01023

  • CF30 Customer (1 Nov 2007 to 28 Aug 2019)
  • CF26 Customer Trading (9 Nov 2006 to 31 Oct 2007)
• Lee Howard Olesky

  IRN LXO01024

  • CF3 Chief Executive (7 Oct 2008 to 1 Sep 2009)
  • CF8 Apportionment and Oversight (3 Apr 2002 to 31 Oct 2007)
  • CF1 Director (3 Apr 2002 to 6 Jul 2010)
• Lee Richardson

  IRN LXR01050

  • [FCA CF] Client dealing (since 2 Aug 2023)
• Leland Carroll Clemons JR

  IRN LXC00180

  • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2021)
• Lori Anne Lo Presti

  IRN LAL01021

  • CF26 Customer Trading (21 Dec 2001 to 28 Apr 2006)
• Lou Ducasse

  IRN LXD00470

  • [FCA CF] Material risk taker (since 28 Jan 2026)
• Lucy Marguerite McKibbin

  IRN LXM00227

  • [FCA CF] Significant management (since 28 Jan 2026)
  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Jan 2026)

No changes recorded yet.