Tradeweb Europe Limited

• Principal Place of Business

  1 Fore Street Avenue

  London

  EC2Y 9DT

  UNITED KINGDOM

  Phone

  +442037493310

  Web

  https://www.tradeweb.com

• Complaints Contact

  1 Fore Street Avenue

  London

  EC2Y 9DT

  UNITED KINGDOM

  Phone

  +442037493310

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Data Publishing

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Specialist Trading Venue

  For Eligible Counterparty, Debenture

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Marcus Schueler

  IRN MXS01438

  • CF11 Money Laundering Reporting (8 Dec 2017 to 26 Feb 2018)
  • CF10 Compliance Oversight (8 Dec 2017 to 26 Feb 2018)
  • CF1 Director (25 Sep 2017 to 7 Jun 2019)
• Marina Sophie Pujos

  IRN MSP01049

  • CF26 Customer Trading (21 Apr 2004 to 31 May 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2004)
• Mark Bailey

  IRN MXB00858

  • [FCA CF] Significant management (8 Mar 2022 to 19 Feb 2025)
  • [FCA CF] Material risk taker (8 Mar 2022 to 19 Feb 2025)
• Markus Gerald Koczian

  IRN MGK01024

  • CF26 Customer Trading (9 May 2006 to 12 Feb 2007)
• Michael Alex Roffey

  IRN MAN01032

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (26 Oct 2017 to 8 Dec 2019)
• Michael John Kendal Thorpe

  IRN MJT01133

  • CF29 Significant management (23 Jul 2015 to 19 Aug 2019)
  • CF30 Customer (1 Nov 2007 to 19 Aug 2019)
  • CF26 Customer Trading (9 May 2006 to 31 Oct 2007)
• Mieke Elisabeth Wageveld

  IRN MEW01069

  • CF30 Customer (1 Nov 2007 to 23 May 2015)
  • CF26 Customer Trading (2 Sep 2005 to 31 Oct 2007)
• Nawel Khelil

  IRN NXK01039

  • [FCA CF] Manager of certification employee (since 23 Mar 2026)
  • SMF3 Executive Director (since 10 Mar 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (21 Apr 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (8 Apr 2003 to 21 Apr 2004)
• Nicola Danese

  IRN NXD01093

  • SMF3 Executive Director (since 20 Feb 2025)
  • [FCA CF] Significant management (since 24 Jun 2021)
  • [FCA CF] Material risk taker (since 24 Jun 2021)
• Nigel Anthony De Jong

  IRN NAD01024

  • CF30 Customer (18 Mar 2009 to 8 Jun 2012)

No changes recorded yet.