Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (18 Dec 2020 to 17 Oct 2022)
- SMF3 Executive Director (7 Dec 2020 to 17 Oct 2022)
- SMF1 Chief Executive (7 Dec 2020 to 17 Oct 2022)
- CF1 Director (27 Jan 2020 to 6 Dec 2020)
- CF3 Chief Executive (27 Jan 2020 to 6 Dec 2020)
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- CF10 Compliance Oversight (8 Dec 2017 to 26 Feb 2018)
- CF11 Money Laundering Reporting (8 Dec 2017 to 26 Feb 2018)
- CF1 Director (25 Sep 2017 to 7 Jun 2019)
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- CF30 Customer (1 Nov 2007 to 16 Jan 2008)
- CF21 Investment Adviser (23 Jul 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.