Michael Alex Roffey

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradeweb Execution Services Limited

    FRN 921372

    • SMF3 Executive Director (since 3 Dec 2024)
    • [FCA CF] Manager of certification employee (since 12 Feb 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Feb 2021)
  • Tradeweb Europe Limited

    FRN 193705

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Oct 2017 to 8 Dec 2019)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (8 Feb 2008 to 31 Jul 2014)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF1 Director (1 Dec 2001 to 31 Dec 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.