Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 20 Feb 2025)
    • [FCA CF] Material risk taker (since 24 Jun 2021)
    • [FCA CF] Significant management (since 24 Jun 2021)
    • SMF3 Executive Director (since 3 Dec 2024)
    • [FCA CF] Significant management (since 24 Jun 2021)
    • [FCA CF] Material risk taker (since 24 Jun 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF22 Other Local Responsibility (20 Sep 2018 to 17 Sep 2019)
    • CF29 Significant management (19 Aug 2015 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF18 Other Overall Responsibility (20 Sep 2018 to 17 Sep 2019)
    • CF29 Significant management (19 Aug 2015 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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