Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tradeweb Europe Limited
FRN 193705
- SMF3 Executive Director (since 20 Feb 2025)
- [FCA CF] Material risk taker (since 24 Jun 2021)
- [FCA CF] Significant management (since 24 Jun 2021)
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Tradeweb Execution Services Limited
FRN 921372
- SMF3 Executive Director (since 3 Dec 2024)
- [FCA CF] Significant management (since 24 Jun 2021)
- [FCA CF] Material risk taker (since 24 Jun 2021)
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- SMF22 Other Local Responsibility (20 Sep 2018 to 17 Sep 2019)
- CF29 Significant management (19 Aug 2015 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- SMF18 Other Overall Responsibility (20 Sep 2018 to 17 Sep 2019)
- CF29 Significant management (19 Aug 2015 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.